Our on-demand cybersecurity course is designed specifically for investment adviser representatives who want to stay compliant while leading with ethical data protection practices.
Delivered through LearnWorlds, this course fits your schedule and supports your professional development — no live sessions or wait times. Learn the real-world skills you need to protect client data, understand your fiduciary responsibilities, and meet regulatory expectations with confidence.
Darkstone Cyber is an approved CE Course Provider through the North American Securities Administrators Association (NASAA). All courses listed are individually approved through Prometric and meet the IAR CE program requirements.
Ethics of Cybersecurity Practices
This course provides insight into the ethical implications of cybersecurity for investment adviser representatives. It emphasizes the need for transparency and respect for client rights when securing information.
Key Topics:
How to recognize common cyber threats targeting investment advisers
Your ethical obligations as a fiduciary when handling client data
Key cybersecurity tools like encryption, access control, and secure communications
How to evaluate vendor risk and create an incident response plan
How to apply SEC, NASAA, and FINRA rules in daily operations
Real-life decision-making frameworks for ethical cybersecurity
Disclaimer: “NASAA does not endorse any particular provider of CE courses. The content of the course and any views expressed are my/our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.”
